ࡱ> egdg R=bjbjVV*jr<r<w4 KKKKK___8lL_v%pOOOOO$$$$$$$$(+X%!K%KKOO`0%P"P"P"^KOKO$P"$P"P"5$$OTb`>M$$F%0v%U$,+ p+$+K$TP"9#%%x v%+ + : [patentL0d0n04XT] 2009/10/26 HU 1st Draft PATENT ASSIGNMENT AGREEMENT This Patent Assignment Agreement (this  Agreement ) is entered into this ______ day of ______, 20__ (the  Effective Date ) by and between Hiroshima University, a national university corporation organized under the laws of Japan, with its principal address at 1-3-2 Kagamiyama, Higashi-Hiroshima City, Japan 739-8511 (the University) and __________, a company organized under the laws of ___________________, with its principal address at ___________________ (the Assignee). RECITALS The Assignee desires to acquire the entire right, title and interest in and to a certain patent owned by the University. The University is willing to sell, assign, transfer and convey its entire right, title, and interest in such patent to the Assignee. NOW, THEREFORE, the parties, intending to be legally bound, agree as follows: ARTICLE I DEFINITIONS As used in this Agreement, the following terms, when set forth in this Agreement in initial caps, shall have the meanings provided for such terms in this Article I. Assigned Patent means ____________ Patent No. ________, and its foreign counterparts, including ____ Patent No. _______ and _____ Patent No. ______. Effective Date has the meaning set forth in the preamble hereof. Party means either the University or the Assignee, and Parties means the University and the Assignee collectively. Patent Interest means the entire right, title, and interest in and to the Assigned Patent, to be held and enjoyed by the Assignee, its successors and assigns, as fully and entirely as the same would have been held and enjoyed by the University had this assignment and sale not been made, and includes the right to enforce the Assigned Patent against any infringement occurring before, on or after the Effective Date, including the right to sue for past, present and future infringement and to seek and obtain relief and judgment therefor and/or to settle any such infringement claims and to collect monies owed in connection with such judgments or settlements. Purchase Price means the non-refundable amount of ______________ Japanese Yen (\__________) [______________US Dollars (US$_____)]. ARTICLE II ASSIGNMENT Section 2.01 Subject to the receipt of the Purchase Price and other terms and conditions contained herein, the University hereby sells, assigns, transfers and conveys the Patent Interest in the Assigned Patent to the Assignee for the Assignees own use and benefit, and for the use and benefit of the Assignees successors and assigns (except patent trolls), and the Assignee hereby accepts such sale, assignment, transfer and conveyance. Section 2.02 The Assignee shall prepare all the documents reasonably required to register or record the assignment of the Assigned Patent hereunder and change of ownership of the Assigned Patent, and the University shall, promptly upon receipt of the Purchase Price, deliver to the Assignee all such documents duly executed by the Universitys representatives. The Assignee shall be responsible for such registration and recording and all costs associated therewith, including attorneys fees. Section 2.03 Promptly after the receipt by the University of the Purchase Price, the University agrees to provide the Assignee with necessary information concerning the deadline dates by which the next patent maintenance or annuity fees are due for each of the Assigned Patent and any other matters that may be due in connection with any of the Assigned Patent. Upon the Assignees reasonable request, the University further agrees to assist and cooperate with the Assignee in identifying the Assignee as the responsible party for present and future payment of such fees with the respective Patent Offices or other appropriate agencies or entities. Section 2.04 Promptly after the receipt by the University of the Purchase Price, the University agrees to forward to the Assignee all of its patent files, records, and other paperwork relating to each of the Assigned Patent in its possession. Thereafter, upon the Assignees reasonable request, the University agrees to inform the Assignee of the names of the law firms that prosecuted each of the Assigned Patent. ARTICLE III PAYMENT Section 3.01 The Assignee shall pay the Purchase Price to the University for the Assigned Patent assigned hereunder within _____ (__) calendar days after the Effective Date by wire transfer of immediately available funds to the following bank account: Bank Name: Branch Name: Bank Address: Type of Bank Account: Bank Account Number: Name of the Bank Account holder: Section 3.02. The payment to be made by the Assignee hereunder shall be made free of (a) any remitting bank commission or any other fees and (b) any withholding taxes of any type or sort to be paid or withheld at source. The Assignee shall be obligated to pay such actual amount necessary in order that the actual amount received by the University after such withholding shall equal the amount that would have been received by the University if such withholding taxes had not been required to be paid or withheld. The Assignee shall have no right to set off any money owed to the Assignee by the University against any money owed by the Assignee to the University hereunder. ARTICLE IV REPRESENTATIONS AND WARRANTIES Section 4.01 Each Party represents and warrants to the other Party that it has the power and authority to execute, deliver and perform this Agreement. Section 4.02 The University represents and warrants that: it is the exclusive owner of the Assigned Patent and it has the right to sell, assign, transfer and convey to the Assignee the Patent Interest therein, free of any claims or encumbrances of others; no rights or licenses have been granted by it to any party under the Assigned Patent; the Assigned Patent is in full force and effect, and no patent maintenance or annuity fees payable for any of the Assigned Patent are overdue; and [it has not filed any divisional, renewal, substitute, and continuation application, extensions, or reexamination or reissue applications in respect of the Assigned Patent]. ARTICLE V DISCLAIMER OF WARRANTIES AND LIABILITIES Section 5.01 The Assigned Patent is sold on an "AS IS" BASIS WITHOUT ANY WARRANTY OF ANY KIND, EITHER EXPRESSED OR IMPLIED, INCLUDING BUT NOT LIMITED TO WARRANTIES OF VALIDITY, ENFORCEABILITY OR NON-INFRINGEMENT. Section 5.02 IN NO EVENT SHALL THE UNIVERSITY BE LIABLE FOR DAMAGES, LOSSES OR EXPENSES OF ANY KIND ARISING FROM USE, ASSERTION, CLAIM, ENFORCEMENT OR LICENSE OF THE ASSIGNED PATENT, HOWEVER CAUSED AND ON ANY THEORY OF LIABILITY. Section 5.03 The disclaimer of warranties and liabilities set forth in Sections 5.01 and 5.02 are a fundamental element of the basis of the bargain between the University and the Assignee. The Assignee agrees that the University would not be able to sell, assign, transfer and convey to the Assignee the Assigned Patent on an economic basis without such disclaimer. ARTICLE VI GRANT-BACK Section 6.01 The Assignee hereby grants to the University a non-exclusive, royalty free, paid-up, perpetual, irrevocable, worldwide license to use the Assigned Patent for the Universitys internal academic research and for teaching purposes (and not for any commercial or profit or private purpose). ARTICLE VII TERMINATION Section 7.01 In the event that the Assignee fails to pay the Purchase Price to the University on the due date in accordance with Section 3.01 hereof, the University shall have the right forthwith to terminate this Agreement upon written notice to the Assignee. Section 7.02 The provisions of Sections 8.08, 8.09 and 8.11 and this Section 7.02 shall survive the termination of this Agreement. ARTICLE VIII MISCELLANEOUS Section 8.01 This Agreement shall be binding upon and inure to the benefit of the University, the Assignee and their respective successors and permitted assigns. Neither Party may assign or transfer any of its rights, privileges or obligations hereunder without the prior written consent of the other Party prior to the consummation of the assignment of the Assigned Patent hereunder. Section 8.02 Any notice or other communication required hereunder shall be written in English and shall be deemed to have been given when personally delivered, telecommunicated, electronically mailed, delivered by overnight courier or mailed prepaid first class registered or certified mail and addressed to the Party for whom it is intended at its record address. Such notice shall be effective upon receipt if delivered personally, telecommunicated, electronically mailed or delivered by overnight courier, or shall be effective five (5) days after it is deposited in the mail, if mailed. The record addresses, facsimile numbers and E-mail addresses of the Parties are set forth below: University: 鶹AV 1-3-2 Kagamiyama Higashi-Hiroshima City Hiroshima Pref., 739-8511 Japan Attention: [the designated coordinator] Fax No.: E-Mail: ______________________ Assignee: Attention: Fax No.: E-Mail: ______________________ Either Party, at any time, may change its record address, E-mail address, or facsimile number by giving written notice of such change to the other Party. Section 8.03 Whenever possible, each provision of this Agreement shall be interpreted in such manner as to be effective and valid under applicable law, but if any provision of this Agreement or portion thereof, or the application thereof to any person or circumstance or in any country, contravenes a law of any country or political subdivision thereof in which this Agreement is effective or is held to any extent invalid or unenforceable, the remaining provisions of this Agreement or of such provision and the application thereof to other persons or circumstances or in other countries shall not be affected thereby, and this Agreement shall be modified with respect to its application in such jurisdiction, but not in jurisdictions where such provision is valid, to conform with such law. Section 8.04 No modification or amendment hereof shall be valid or binding upon the Parties unless made in writing and duly executed on behalf of the Parties by their respective duly authorized officers or representatives. Section 8.05 This Agreement constitutes the entire understanding and agreement of the Parties with respect to the subject matter hereof and supersedes all prior agreements, express or implied, oral or written. Section 8.06 The headings of articles are placed herein merely as a matter of convenience and shall not affect the construction or interpretation of any of their provisions. Section 8.07 This Agreement may be executed in any number of counterparts and by different Parties in separate counterparts, each of which shall be deemed to be an original, but all of which taken together shall constitute one and the same agreement. Section 8.08 This Agreement shall be construed, and the legal relations between the Parties determined, in accordance with the laws of Japan without regard to what laws might otherwise govern under applicable principles of conflict of laws. Section 8.09 Any dispute, controversy or difference arising out of, in relation to or in connection with this Agreement that the Parties cannot settle amicably between themselves shall be finally settled by arbitration in Tokyo, Japan in accordance with the Rules of Arbitration of the International Chamber of Commerce for the time being in force by three (3) arbitrators in accordance with such Rules. The decision and award of such arbitration shall be final and binding, and shall be enforceable in any court of competent jurisdiction. Section 8.10 If the sale, assignment, transfer and conveyance of the Assigned Patent hereunder are prevented, restricted or interfered with by reason of any law, order, proclamation, regulation, ordinance, demand or requirement of any government agency, or any other act or condition whatsoever beyond the reasonable control of the University, the University, upon giving prompt notice to the Assignee, shall be excused from such sale, assignment, transfer and conveyance to the extent of such prevention, restriction or interference and this Agreement shall be deemed suspended so long as and to the extent that any such cause prevents or delays the performance; provided, however, that this Agreement may be terminated by either Party upon written notice to the other Party, if such event shall continuously prevent performance for longer than sixty (60) days. Section 8.11 Each Party agrees to maintain the confidentiality of the terms of this Agreement (but not its existence or general subject matter). Neither Party shall issue any press release or make other public statements without the prior written consent of the other Party. 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